Bloxham

Bloxham Brochures & Forms

Bloxham Brochure

• Partnership Profile brochure

Private Client Brochures

• Private Client brochure
• Personal Portfolio Account brochure
• Nominee Benefits brochure

Private Client Flyers

• Bloxham Online flyer
• Accounts & Commission Charges flyer
• Investment Terminology flyer

Account Opening Forms

Discretionary Account

A discretionary account is managed on your behalf, according to an investment mandate agreed between you and your broker at the outset. Your broker will make investment decisions on your behalf within the criteria specified when setting up the account. You will receive regular valuations of your portfolio, and information on all trades being executed in your account.

Advisory Account

Under an advisory account your broker will give you information and advice on stock selection and portfolio structure. With this type of service you are involved in all decisions on your account, and no purchases or sales are made without your consent.

Execution Account

For those who want to take total control of their share dealing strategy you can open an execution only dealing account. You make all the decisions on what to buy and sell and at what price.

• Personal Portfolio account application form (for discretionary & advisory accounts)
• Discretionary account terms of business
• Advisory account terms of business
• Execution Only Dealing application form
• Execution Only Dealing terms of business
• Important Client Information brochure

Pension Account

• Self-administered pension application form

Approved Retirement Fund (ARF) Account

• ARF application form
• ARF cert form

Approved Minimum Retirement Fund (AMRF) Account

• AMRF application form
• AMRF cert form

Other Accounts

• Corporate application form
• Trust application form

Additional Client Forms

• Irish resident DWT exemption form
• Non Irish resident DWT exemption form
• Third party access authorisation form
• W 9 form

If you are unsure of which forms apply to you, your broker will be happy to advise you.

Transferring Shares

• Transferring existing Irish and UK shares into a nominee account – crest transfer form.
• Transferring existing non-CREST shares to a Bloxham account – stock transfer form.
• Transferring U.S. or Canadian shares to a Bloxham account – irrevocable power of attorney form.

Switching to nominee from certificated

• Certificated to nominee form
• Crest transfer form (for each holding)

Switching to nominee from sponsored member

• Sponsored member to nominee form
• Sponsored member account closure form

Proxy Voting

Proxy Forms are available on request by email. At least two weeks notice must be given prior to date of AGM/EGM.